Private Equity Compliance: Analyzing Conflicts, Fees, and Risks (Wiley Finance) offers comprehensive insights into the rapidly evolving landscape of private equity (PE) compliance. Authored by Jason A. Scharfman, this 1st edition, published on September 10, 2018, addresses one of the most pressing challenges facing PE managers today. The book is designed to provide current and practical guidance on key compliance issues, making it an essential resource for professionals in the field.
Compliance has become a critical component of private equity operations, with recent surveys highlighting its increasing importance. Private Equity Compliance addresses this by offering detailed, actionable advice on developing and managing a robust PE compliance program. The content is enriched with up-to-date case studies and an analysis of significant regulatory enforcement actions in areas such as conflict of interest, fees and expenses, limited partner (LP) fundraising disclosures, and valuations.
Key topics include:
- Real-world compliance guidance
- Analysis of critical regulatory enforcement actions
- In-depth discussions on conflict of interest, fees, and LP fundraising disclosures
With private equity compliance spending now accounting for 15-20% of operating budgets, this book is indispensable for professionals seeking to navigate the complexities of compliance in a competitive market. Whether you are a General Partner (GP) or part of a PE fund team, Private Equity Compliance equips you with the knowledge and tools needed to ensure regulatory adherence and mitigate risks.
